-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SA6gRbIcbpOQUaX91UqnDghzJMQlHf4JznbS5Poui6+dynaXvwUS1xIZqlbxalV4 PAztB4VDZ9i/6Qw2Mv80ag== 0000893750-98-000136.txt : 19980430 0000893750-98-000136.hdr.sgml : 19980430 ACCESSION NUMBER: 0000893750-98-000136 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980429 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50293 FILM NUMBER: 98604332 BUSINESS ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: STE 134 CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7144501410 MAIL ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: 7 STUDEBUKER CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAUFMANN FUND INC CENTRAL INDEX KEY: 0000054771 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132605091 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 140 E 45TH ST 43RD FL STREET 2: STE 2624 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129220123 MAIL ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PAW GROWTH FUND INC DATE OF NAME CHANGE: 19701022 FORMER COMPANY: FORMER CONFORMED NAME: PHILIPS APPEL & WALDEN FUND INC DATE OF NAME CHANGE: 19680711 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) (1) Endocare, Inc. - ---------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - ---------------------------------------------------------------------------- (Title of Class of Securities) 29264P104 (CUSIP Number) December 31, 1997 - ---------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 29264P104 13G Page 2 of 6 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Kaufmann Fund, Inc. TIN #13-2605091 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 1,324.300 6 SHARED VOTING POWER N/A 7 SOLE DISPOSITIVE POWER 1,324.300 8 SHARED DISPOSITIVE POWER N/A 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,324.300 (Not to be construed as an admission of beneficial ownership) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.8% 12 TYPE OF REPORTING PERSON* IV *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a) Name of Issuer: -------------- Endocare, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 7 Studebaker Irvine, California 92618 Item 2(a) Name of Persons Filing: ---------------------- The Kaufmann Fund, Inc. Item 2(b) Address of Principal Business Office or, if none, Residence: ------------------------------------------------- 140 East 45th Street, 43rd Floor New York, New York 10017 Item 2(c) Citizenship: ----------- The Kaufmann Fund, Inc. is incorporated under the laws of Maryland. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock, par value $.001 per share Item 2(e) CUSIP No.: --------- 29264P104 Item 3 If this statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), check whether the person filing is a: -------------------------------------------------- (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) /x/ Investment company registered under Section 8 of the Investment Company Act. (e) / / An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Rule 13d- 1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d- 1(c), check this box. / / Item 4 Ownership: --------- (a) Amount Beneficially Owned: 1,324.300 shares (b) Percent of Class: 15.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,324.300 shares (ii) Shared power to vote or to direct the vote: N/A (iii) Sole power to dispose or to direct the disposition of: 1,324.300 shares (iv) Shared power to dispose or to direct the disposition of: N/A Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: / / Item 6 Ownership of More Than Five Percent on Behalf of Another Person: ------------------------------------------------ Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: --------------------------------------------------- Not applicable Item 9 Notice of Dissolution of Group: ------------------------------ Not applicable Item 10 Certification: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 27, 1998 THE KAUFMANN FUND, INC. /s/ ANTHONY W. TOOGOOD ---------------------- Title: Vice-President -----END PRIVACY-ENHANCED MESSAGE-----